我国反垄断法的域外适用
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上海财经大学学报 2008 年 第 10 卷第 01 期, 页码：32 - 39
摘要
参考文献
摘要
根据我国反垄断法第2条,我国反垄断法也适用于我国境外发生但对我国市场竞争能够产生排除、限制竞争影响的垄断行为。这说明,我国反垄断法具有域外适用的效力。本文探讨了反垄断法域外适用产生的原因以及存在的问题。本文指出,为了避免和减少管辖权的冲突和法律冲突,我国反垄断法域外适用应当考虑国际法上被广泛认可的一般原则,特别是"直接、重大和合理预见的效果"的原则和"国际礼让"原则。
[1]王晓晔.竞争法学[M].北京:中国社会科学文献出版社,2007.
①United States v.Aluminum Co.of America,148 F.2d 416,65 U.S.P.Q.6(2d Cir.1945).
②Howard Adler/David F Laing,Application of US Antitrust Laws to Merger and Joint Ventures in a GlobalEconomy(1),European Business Law Review,March 1997,p.82.
③United States v.Aluminum Co.of America,148 F.2d 416,444,443(2d Cir.1945).
④Ti mberlane Lumber Co.v.Bank of America,549 F.2d 597(9th Cir.1976).
⑤William C.Hol mes,Antitrust Law handbook 2001 Edition,p.709.
⑥Access Telecom,Inc.v.MCI Telecommunications Corp.,197 F.3d 694(5th Cir.1999).
⑦William C.Hol mes,Antitrust law Handbook 2001 Edition,West Group,p.712.
⑧1977年《反托拉斯法国际适用指南》是鉴于外国政府和外国企业对美国单方面适用效果原则的做法提出强烈抗议而制定的。指南指出,美国反托拉斯法"只适用于对美国商业有着实质的和可预见影响的外国交易"。See Depart ment of Justice,Antitrust Guide for International Operations(26 January 1977)。
⑨See U.S.Depart ment of Justice and Federal Trade Commission,Antitrust Enforcement Guidelines for Inter-national Operations,Sec.3.14(April 1995).
10Joseph P.Griffin,Foreign Governmental Reactions to U.S.Assertions of Extraterritorial Jurisdiction,E.C.L.R.2/1998,pp.65~66.
11新西兰固定向美国出口奶制品的价格,是回击美国对新西兰奶制品的进口限制。
12Trugman-Nash,Inc.v.New Zealand Dairy Bd.,954 F.Supp.733(S.D.N.Y.1997).
13Dorsey D.Ellis,Extraterritorial Cri minal Enforcement of U.S.Antitrust Laws,presented at the Interna-tional Conference"APEC Competition Policy and Economic Development",July 2001,Tokyo.
14○See WilliamC.Hol mes&Dawn E.Hol mes,Antitrust LawSourcebook,for the United States and Europe,2000 Edition,p.I-389.
15○See WilliamC.Hol mes&Dawn E.Hol mes,Antitrust LawSourcebook,for the United States and Europe,2000 Edition,p.I-389-390.
16○Volker Emmerich,Kartellrecht,8 Auflage,S.25.
17○John M.Connor,Global Price Fixing,Kluwer Academic Publishers,2003,p.84
18○See Report on the Meeting of 1-2 July 2002,WT/WGTCP/M/18,20.September 2002.
19○Joen Klein,The War against International Cartels:Lessons fromthe Battlefront,Fordham Corporate LawInstitute 26th Annual Conference on International Antitrust Law&Policy,New York,October 14,99.
20○Sarah Stevens,The Increased Aggression of The EC Commission in Extraterritorial Enforcement of TheMerger Regulation and its I mpact on Transatlantic Cooperation in Antitrust,Syracuse Journal of Interna-tional Lawand Commerce,Spring,2002,p.263.
21○U.S.v.Watchmakers of Switzerland Information Center,133 F.Supp.40(S.D.N.Y.1955).
22○英国1980年《保护贸易利益法》第4条。
23○英国1980年《保护贸易利益法》第5条。
24○Recommended Practices for Merger Notification Procedures,www.internatiuonalcompetition network.org/aboutus.ht ml.
①United States v.Aluminum Co.of America,148 F.2d 416,65 U.S.P.Q.6(2d Cir.1945).
②Howard Adler/David F Laing,Application of US Antitrust Laws to Merger and Joint Ventures in a GlobalEconomy(1),European Business Law Review,March 1997,p.82.
③United States v.Aluminum Co.of America,148 F.2d 416,444,443(2d Cir.1945).
④Ti mberlane Lumber Co.v.Bank of America,549 F.2d 597(9th Cir.1976).
⑤William C.Hol mes,Antitrust Law handbook 2001 Edition,p.709.
⑥Access Telecom,Inc.v.MCI Telecommunications Corp.,197 F.3d 694(5th Cir.1999).
⑦William C.Hol mes,Antitrust law Handbook 2001 Edition,West Group,p.712.
⑧1977年《反托拉斯法国际适用指南》是鉴于外国政府和外国企业对美国单方面适用效果原则的做法提出强烈抗议而制定的。指南指出,美国反托拉斯法"只适用于对美国商业有着实质的和可预见影响的外国交易"。See Depart ment of Justice,Antitrust Guide for International Operations(26 January 1977)。
⑨See U.S.Depart ment of Justice and Federal Trade Commission,Antitrust Enforcement Guidelines for Inter-national Operations,Sec.3.14(April 1995).
10Joseph P.Griffin,Foreign Governmental Reactions to U.S.Assertions of Extraterritorial Jurisdiction,E.C.L.R.2/1998,pp.65~66.
11新西兰固定向美国出口奶制品的价格,是回击美国对新西兰奶制品的进口限制。
12Trugman-Nash,Inc.v.New Zealand Dairy Bd.,954 F.Supp.733(S.D.N.Y.1997).
13Dorsey D.Ellis,Extraterritorial Cri minal Enforcement of U.S.Antitrust Laws,presented at the Interna-tional Conference"APEC Competition Policy and Economic Development",July 2001,Tokyo.
14○See WilliamC.Hol mes&Dawn E.Hol mes,Antitrust LawSourcebook,for the United States and Europe,2000 Edition,p.I-389.
15○See WilliamC.Hol mes&Dawn E.Hol mes,Antitrust LawSourcebook,for the United States and Europe,2000 Edition,p.I-389-390.
16○Volker Emmerich,Kartellrecht,8 Auflage,S.25.
17○John M.Connor,Global Price Fixing,Kluwer Academic Publishers,2003,p.84
18○See Report on the Meeting of 1-2 July 2002,WT/WGTCP/M/18,20.September 2002.
19○Joen Klein,The War against International Cartels:Lessons fromthe Battlefront,Fordham Corporate LawInstitute 26th Annual Conference on International Antitrust Law&Policy,New York,October 14,99.
20○Sarah Stevens,The Increased Aggression of The EC Commission in Extraterritorial Enforcement of TheMerger Regulation and its I mpact on Transatlantic Cooperation in Antitrust,Syracuse Journal of Interna-tional Lawand Commerce,Spring,2002,p.263.
21○U.S.v.Watchmakers of Switzerland Information Center,133 F.Supp.40(S.D.N.Y.1955).
22○英国1980年《保护贸易利益法》第4条。
23○英国1980年《保护贸易利益法》第5条。
24○Recommended Practices for Merger Notification Procedures,www.internatiuonalcompetition network.org/aboutus.ht ml.
引用本文
王晓晔. 我国反垄断法的域外适用[J]. 上海财经大学学报, 2008, 10(1): 32–39.
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